RedFlag, Allegation and/or Complaint against Michael jeffries Moore
Disclosure #1 for Michael Moore
- Event Date: 3/11/2021
- Disclosure Type: Financial
- Resolution: Final
- Type: Compromise
- Disposition: Satisfied/Released
- Broker Comment: I received a letter from a creditor informing that I owed Kohls/Capone around $500 from a past due credit card. The compromise with the creditor was for around $250. As soon as I received the letter, I called the phone number provided and paid the compromise amount off in full. That ended any action they had against me, I am free and clear of any further debt.
Should I file a FINRA complaint against brokers like Michael jeffries Moore?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:10 pm