Michael F Picardi at SANFORD C. BERNSTEIN & CO., LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7296260
Michael F Picardi is an Investment Adviser, associated with SANFORD C. BERNSTEIN & CO., LLC located at NEW YORK, NY. Michael Picardi’s Central Registration Depository (CRD) number is 7296260 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Michael Picardi

    • Event Date: 8/18/2018
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: Driving While Ability Impaired
    • Disposition: Pled guilty Charges: Alcohol Under 21 Possess/Consump
    • Disposition: Dismissed Charges: Driving Under the Influence
    • Disposition: Dismissed Charges: Drivers License Possess False
    • Disposition: Dismissed
    • Broker Comment: Charged with 4 misdemeanors while on a camping while 19. 3/4 dismissed in court. With sentencing being a fine, community service and alcohol education class.
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Should I file a FINRA complaint against brokers like Michael F Picardi?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Michael F Picardi’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Michael F Picardi

What is Michael Picardi's Central Registration Depository (CRD) Number?


Which firm is Michael F Picardi associated with?


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Where can I find more details about Michael Picardi's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/104474 to read a detailed report for SANFORD C. BERNSTEIN & CO., LLC

Are there any disclosures, allegations or complaints filed against Michael F Picardi?

Yes. There are disclosures, allegations, or complaints filed against Michael F Picardi. Click here to view all details

Where can I download a detailed FINRA report for Michael Picardi?

Click here to download a detailed FINRA report for Michael Picardi

Is it safe to do business with Michael F Picardi?

We’re not sure. Please research Michael Picardi’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 8:37 pm

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