RedFlag, Allegation and/or Complaint against MICHAEL EUGENE PARVIS
Disclosure #1 for MICHAEL PARVIS
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- Event Date: 10/9/1980
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: COUNT 1: UNLAWFUL OFFER TO SELL MARIJUANA, FELONY, NOT GUILTY. COUNT 2: UNLAWFUL POSSESSION OF DANGEROUS FOR SALE, FELONY, NOT GUILTY.
- Charge Type: FELONY
- Disposition: PLEADED GUILTY TO POSSESION OF A DANGEROUS DRUG -CONVICTED. SENTANCE 5/01/1981 3 YRS PROBATION, $1,270.00 FINE. ON OR ABOUT 12/1982 FINE PAID AND PROBATION DISMISSED
- Broker Comment: FELONY 26 YEARS AGO. CONVICTION SET ASIDE AND CASE DISMISSED AND ALL RIGHTS RESTORED ON THE 24TH OF FEBRUARY, 1992.
Should I file a FINRA complaint against brokers like MICHAEL EUGENE PARVIS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:44 pm
