MICHAEL CHRISTOPHER ALVAREZ at UNIONBANC INVESTMENT SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5183288
MICHAEL CHRISTOPHER ALVAREZ is an Investment Adviser, associated with UNIONBANC INVESTMENT SERVICES, LLC located at SAN DIEGO, CA. MICHAEL ALVAREZ’s Central Registration Depository (CRD) number is 5183288 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for MICHAEL ALVAREZ

    • Event Date: 3/20/2020
    • Disclosure Type: Customer Dispute
    • Resolution: Denied
    • Allegations: Failure to follow e-mail instructions to purchase equities.
    • Damage Amount Requested: $171,634.00
    • Arbitration Docket Number:
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Should I file a FINRA complaint against brokers like MICHAEL CHRISTOPHER ALVAREZ?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by MICHAEL CHRISTOPHER ALVAREZ’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About MICHAEL CHRISTOPHER ALVAREZ

What is MICHAEL ALVAREZ's Central Registration Depository (CRD) Number?

5183288

Which firm is MICHAEL CHRISTOPHER ALVAREZ associated with?

UNIONBANC INVESTMENT SERVICES, LLC

Where is MICHAEL ALVAREZ located?

5197 WARING RD., STE 100, SAN DIEGO, CA, 92120

Where can I find more details about MICHAEL ALVAREZ's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/14455 to read a detailed report for UNIONBANC INVESTMENT SERVICES, LLC

Are there any disclosures, allegations or complaints filed against MICHAEL CHRISTOPHER ALVAREZ?

Yes. There are disclosures, allegations, or complaints filed against MICHAEL CHRISTOPHER ALVAREZ. Click here to view all details

Where can I download a detailed FINRA report for MICHAEL ALVAREZ?

Click here to download a detailed FINRA report for MICHAEL ALVAREZ

Is it safe to do business with MICHAEL CHRISTOPHER ALVAREZ?

We’re not sure. Please research MICHAEL ALVAREZ’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 9:05 pm

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