MELVIN HUMES at STATE FARM VP MANAGEMENT CORP. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 3047205
MELVIN HUMES is an Investment Adviser, associated with STATE FARM VP MANAGEMENT CORP. located at HUNTSVILLE, AL. MELVIN HUMES’s Central Registration Depository (CRD) number is 3047205 and the FINRA Profile can be found at –

Disclosure #1 for MELVIN HUMES

    • Event Date: 2/28/2022
    • Disclosure Type: Judgment / Lien
    • Disclosure Resolution:
    • Disclosure Detail :: Judgment/Lien Amount: $1,395.00
    • Judgment/Lien Type: Civil
    • Broker Comment: I will satisfy the lien within the next 30 calendar days.
See also  Neeley Ashton John at TRANSAMERICA FINANCIAL ADVISORS, INC - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

Should I file a FINRA complaint against brokers like MELVIN HUMES?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by MELVIN HUMES’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  Austin Thomas Riley at STATE FARM VP MANAGEMENT CORP. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023) helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About MELVIN HUMES

What is MELVIN HUMES's Central Registration Depository (CRD) Number?


Which firm is MELVIN HUMES associated with?


Where is MELVIN HUMES located?


Where can I find more details about MELVIN HUMES's Investment Firm?

Visit to read a detailed report for STATE FARM VP MANAGEMENT CORP.

Are there any disclosures, allegations or complaints filed against MELVIN HUMES?

Yes. There are disclosures, allegations, or complaints filed against MELVIN HUMES. Click here to view all details

Where can I download a detailed FINRA report for MELVIN HUMES?

Click here to download a detailed FINRA report for MELVIN HUMES

Is it safe to do business with MELVIN HUMES?

We’re not sure. Please research MELVIN HUMES’s disclosures, allegations and complaints before taking a decision

See also  Andrew Christopher Wagner at STATE FARM VP MANAGEMENT CORP. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

Report Inaccuracy

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.


Originally posted on November 17, 2022 @ 8:56 pm

Share your experience with this broker

Leave a reply

Broker Audit
Register New Account