RedFlag, Allegation and/or Complaint against MEGAN F GORDON
Disclosure #1 for MEGAN GORDON
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- Event Date: 7/2/2003
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: Shoplifting – I was 17 years old. There was less than $40 worth of merchandise, which was returned. Because I was a minor and it was my first offense, I was informed by the Judge that if I completed shoplifting counseling, community service, and paid a fine, that it would not go against my record. I of course, completed all of those things satisfactorily.
- Disposition: Dismissed
- Broker Comment: Until recent discovery, I understood this misdemeanor charged to be expunged from my record. After further investigation with the local authorities, I have learned that the charge had only been dismissed. In an effort to support my belief that the charge had been expunged, I contacted the juvenile courts for a copy of the court hearing and findings. Unfortunately, I was informed that they no longer have those records available. I am supplying you with a letter they have provided stating that fact. Based on the only information available to me at this time, it appears the charge was dismissed. The charge was dismissed based on my minor status, this was a first offense, and upon my completion of community service, counseling, and payment of a fine.
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Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally posted on November 17, 2022 @ 9:07 pm
