MAX THOMAS MORRISON at STATE FARM VP MANAGEMENT CORP. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5953749
MAX THOMAS MORRISON is an Investment Adviser, associated with STATE FARM VP MANAGEMENT CORP. located at Carlsbad, CA. MAX MORRISON’s Central Registration Depository (CRD) number is 5953749 and the FINRA Profile can be found at –

Disclosure #1 for MAX MORRISON

    • Event Date: 1/14/2016
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: VC20001(a) Hit and Run with Injury
    • Disposition: Pled not guilty
    • Amended Charges: reduced charge
    • Amended Charge Type: MISDEMEANOR
    • Amended Charge Disposition: Pled guilty
    • Broker Comment: Misinformation lead to charge. I was sideswiped by a motorcycle and as I was looking back to see what happened I rearended another car. Stopped and exchanged info with other vehicle and didn’t realize motorcycle had driven down around a corner and then stopped and had an injured foot. Both other vehicle and motorcycle were paid for damages through insurance and then 8 months later received charge in the mail. Currently working with my attorney to get charges dismissed. Haven’t even had pre-trial hearing yet, only continuances while my attorney gets correct facts to DA.
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Should I file a FINRA complaint against brokers like MAX THOMAS MORRISON?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by MAX THOMAS MORRISON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  PAUL ALLEN KELLER at STATE FARM VP MANAGEMENT CORP. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023) helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About MAX THOMAS MORRISON

What is MAX MORRISON's Central Registration Depository (CRD) Number?


Which firm is MAX THOMAS MORRISON associated with?


Where is MAX MORRISON located?

2725 Jefferson, Carlsbad, CA, 92008

Where can I find more details about MAX MORRISON's Investment Firm?

Visit to read a detailed report for STATE FARM VP MANAGEMENT CORP.

Are there any disclosures, allegations or complaints filed against MAX THOMAS MORRISON?

Yes. There are disclosures, allegations, or complaints filed against MAX THOMAS MORRISON. Click here to view all details

Where can I download a detailed FINRA report for MAX MORRISON?

Click here to download a detailed FINRA report for MAX MORRISON

Is it safe to do business with MAX THOMAS MORRISON?

We’re not sure. Please research MAX MORRISON’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 8:43 pm

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