RedFlag, Allegation and/or Complaint against MAX THOMAS MORRISON
Disclosure #1 for MAX MORRISON
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- Event Date: 1/14/2016
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: VC20001(a) Hit and Run with Injury
- Disposition: Pled not guilty
- Amended Charges: reduced charge
- Amended Charge Type: MISDEMEANOR
- Amended Charge Disposition: Pled guilty
- Broker Comment: Misinformation lead to charge. I was sideswiped by a motorcycle and as I was looking back to see what happened I rearended another car. Stopped and exchanged info with other vehicle and didn’t realize motorcycle had driven down around a corner and then stopped and had an injured foot. Both other vehicle and motorcycle were paid for damages through insurance and then 8 months later received charge in the mail. Currently working with my attorney to get charges dismissed. Haven’t even had pre-trial hearing yet, only continuances while my attorney gets correct facts to DA.
Should I file a FINRA complaint against brokers like MAX THOMAS MORRISON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:43 pm
