MATTHEW ROBERT JOHNSON at LPL FINANCIAL LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 3095459
MATTHEW ROBERT JOHNSON is an Investment Adviser, associated with LPL FINANCIAL LLC located at SALT LAKE CITY, UT. MATTHEW JOHNSON’s Central Registration Depository (CRD) number is 3095459 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for MATTHEW JOHNSON

    • Event Date: 2/22/2010
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: THE CLIENTS ALLEGE THAT MATT JOHNSON AND CONTANGO CAPITAL ADVISORS MADE UNSUITABLE INVESTMENT RECOMMENDATIONS AND MISREPRESENTED THE RISK OF THE PORTFOLIO IN WHICH THEY WERE INVESTED.
    • Damage Amount Requested: $324,575.22
    • Arbitration Docket Number:
    • Broker Comment: NEITHER CONTANGO NOR MATT JOHNSON WERE FOUND NEGLIGENT IN THE HANDLING OF THE CLIENT’S ACCOUNT. THE CASE WAS SETTLED AND NO MONETARY COMPENSATION WAS PAID TO THE [CUSTOMERS.
See also  JOAN GERARDE RIPOLI at LPL FINANCIAL LLC - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Should I file a FINRA complaint against brokers like MATTHEW ROBERT JOHNSON?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by MATTHEW ROBERT JOHNSON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  Victor J Alfieri at LPL FINANCIAL LLC - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 
BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.


Frequently Asked Questions About MATTHEW ROBERT JOHNSON

What is MATTHEW JOHNSON's Central Registration Depository (CRD) Number?

3095459

Which firm is MATTHEW ROBERT JOHNSON associated with?

LPL FINANCIAL LLC

Where is MATTHEW JOHNSON located?

ONE SOUTH MAIN STREET, SALT LAKE CITY, UT, 84133

Where can I find more details about MATTHEW JOHNSON's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC

Are there any disclosures, allegations or complaints filed against MATTHEW ROBERT JOHNSON?

Yes. There are disclosures, allegations, or complaints filed against MATTHEW ROBERT JOHNSON. Click here to view all details

Where can I download a detailed FINRA report for MATTHEW JOHNSON?

Click here to download a detailed FINRA report for MATTHEW JOHNSON

Is it safe to do business with MATTHEW ROBERT JOHNSON?

We’re not sure. Please research MATTHEW JOHNSON’s disclosures, allegations and complaints before taking a decision

See also  CHESTER RYAN WESTFALL at LPL FINANCIAL LLC - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Report Inaccuracy
Disclaimer

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.



 

Share your experience with this broker

Leave a reply

Broker Audit
Logo
Register New Account