RedFlag, Allegation and/or Complaint against Matthew Polyak
Disclosure #1 for Matthew Polyak
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- Event Date: 1/15/2012
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: Speeding over speed limit to felony extent and without driver’s license. Charge was reduced to misdemeanor.
- Disposition: Reduced
- Amended Charges: Misdemeanor
- Amended Charge Type: MISDEMEANOR
- Amended Charge Disposition: Pled guilty Charges: Operating vehicle on highway without license
- Disposition: Reduced
- Amended Charges: Misdemeanor
- Amended Charge Type: MISDEMEANOR
- Amended Charge Disposition: Pled guilty
- Broker Comment: Was pulled over in college speeding and had an expired driver’s license at the time. Driving over a certain speed is a felony in Missouri. Charges were reduced to a misdemeanor in court and I pled guilty and paid a small fine.
Should I file a FINRA complaint against brokers like Matthew Polyak?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:08 pm
