RedFlag, Allegation and/or Complaint against Matthew Lee Gray
Disclosure #1 for Matthew Gray
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- Event Date: 9/7/2014
- Disclosure Type: Financial
- Resolution: Final
- Type: Compromise
- Disposition: Discharged
- Broker Comment: Due to difficult financial circumstances I was unable to remain current on my credit card payments with Bank of America, but was able to settle the account once I had obtained full time employment.
Should I file a FINRA complaint against brokers like Matthew Lee Gray?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:47 pm