MATTHEW CHARLES WESSEL at STATE FARM VP MANAGEMENT CORP. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4277233
MATTHEW CHARLES WESSEL is an Investment Adviser, associated with STATE FARM VP MANAGEMENT CORP. located at Boca Raton, FL. MATTHEW WESSEL’s Central Registration Depository (CRD) number is 4277233 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for MATTHEW WESSEL

    • Event Date: 4/22/2006
    • Disclosure Type: Regulatory
    • Disclosure Resolution: Final
    • Initiated By: FLORIDA DEPT.OF FINANCIAL SERVICES
    • Allegations: DID NOT COMPLETE CE CREDITS WITHIN ALLOTTED TIME
    • Resolution: Stipulation and Consent
    • Sanction Details :: Sanctions: Monetary/Fine
    • Sanction Details :: Amount: $250.00
    • Sanction Details: 250.00 FINE,PAID 5/19/2006
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Should I file a FINRA complaint against brokers like MATTHEW CHARLES WESSEL?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by MATTHEW CHARLES WESSEL’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About MATTHEW CHARLES WESSEL

What is MATTHEW WESSEL's Central Registration Depository (CRD) Number?

4277233

Which firm is MATTHEW CHARLES WESSEL associated with?

STATE FARM VP MANAGEMENT CORP.

Where is MATTHEW WESSEL located?

7100 Camino Real, Boca Raton, FL, 33433-5510

Where can I find more details about MATTHEW WESSEL's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/43036 to read a detailed report for STATE FARM VP MANAGEMENT CORP.

Are there any disclosures, allegations or complaints filed against MATTHEW CHARLES WESSEL?

Yes. There are disclosures, allegations, or complaints filed against MATTHEW CHARLES WESSEL. Click here to view all details

Where can I download a detailed FINRA report for MATTHEW WESSEL?

Click here to download a detailed FINRA report for MATTHEW WESSEL

Is it safe to do business with MATTHEW CHARLES WESSEL?

We’re not sure. Please research MATTHEW WESSEL’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 8:57 pm

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