RedFlag, Allegation and/or Complaint against MARTIN KUNTZ BROWN
Disclosure #1 for MARTIN BROWN
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- Event Date: 4/6/2017
- Disclosure Type: Judgment / Lien
- Disclosure Resolution:
- Disclosure Detail :: Judgment/Lien Amount: $264,185.00
- Judgment/Lien Type: Tax
- Broker Comment: UNABLE TO MAKE ENOUGH ESTIMATED TAX PAYMENTS DUE TO UNFORSEEN INCREASED TAX LIABILITY. TAX LIABILITY INCREASED ALMOST $100,000 IN 2014 AND 2015. THIS WAS DUE TO A BUSINESS ACQUISITION THAT DOES NOT EVEN GENERATE THAT INCOME. PAYMENT PLAN BEING ESTABLISHED TO PAY $8,500 PER MONTH FOR BACK TAXES AND $60,000 PER QUARTER FOR ESTIMATED TAXES.
Should I file a FINRA complaint against brokers like MARTIN KUNTZ BROWN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:29 pm
