RedFlag, Allegation and/or Complaint against Mark Vincent Gionta
Disclosure #1 for Mark Gionta
- Event Date: 11/1/2018
- Disclosure Type: Customer Dispute
- Resolution: Withdrawn
- Allegations: The Summons on Complaint alleges that after two requests by the client to close her accounts, it was not done. As a result, the client is claiming compensatory damages in the amount of $173,319.08, attorney fees in excess of $25,000 and punitive damages in excess of $25,000 together with her costs incurred herein.
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like Mark Vincent Gionta?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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