Mark Vincent Gionta at VANGUARD MARKETING CORPORATION – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6570269
Mark Vincent Gionta is an Investment Adviser, associated with VANGUARD MARKETING CORPORATION located at MALVERN, PA. Mark Gionta’s Central Registration Depository (CRD) number is 6570269 and the FINRA Profile can be found at –

Disclosure #1 for Mark Gionta

    • Event Date: 11/1/2018
    • Disclosure Type: Customer Dispute
    • Resolution: Withdrawn
    • Allegations: The Summons on Complaint alleges that after two requests by the client to close her accounts, it was not done. As a result, the client is claiming compensatory damages in the amount of $173,319.08, attorney fees in excess of $25,000 and punitive damages in excess of $25,000 together with her costs incurred herein.
    • Arbitration Docket Number:

Should I file a FINRA complaint against brokers like Mark Vincent Gionta?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Mark Vincent Gionta’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

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Visit to read a detailed report for VANGUARD MARKETING CORPORATION

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Yes. There are disclosures, allegations, or complaints filed against Mark Vincent Gionta. Click here to view all details

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