RedFlag, Allegation and/or Complaint against MARK DANIEL O’LOUGHLIN
Disclosure #1 for MARK O’LOUGHLIN
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- Event Date: 3/24/2005
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: TRAFFICKING IN MARIJUANA
- Disposition: Amended
- Amended Charges: MISDEMENOR POSESSION OF MARIJUANA.
- Amended Charge Type: MISDEMEANOR
- Amended Charge Disposition: Pled guilty
- Broker Comment: PLEASE CONTACT IF FURTHER INFORMATION IS DESIRED.
Should I file a FINRA complaint against brokers like MARK DANIEL O’LOUGHLIN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally posted on November 17, 2022 @ 9:04 pm
