RedFlag, Allegation and/or Complaint against MARK D WIGGINS
Disclosure #1 for MARK WIGGINS
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- Event Date: 6/1/2015
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: THE CUSTOMER IS ALLEGING THAT THE VARIABLE ANNUITY HE PURCHASED IN JUNE 2014 WAS NOT A SUITABLE PRODUCT FOR HIM DUE TO THE FEES AND NON-LIQUID NATURE OF THE PRODUCT. HE FURTHER ALLEGES THAT THE TERMS, CONDITIONS, AND FEES OF THE POLICY WERE NEVER FULLY EXPLAINED TO HIM BY THE RR. HE IS REQUESTING THAT THE VARIABLE ANNUITY BE CANCELLED, AND ANY SURRENDER FEES WAIVED.
- Damage Amount Requested: $22,013.00
- Settlement Amount: $21,768.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like MARK D WIGGINS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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