Marie Angelica Smith at VANGUARD MARKETING CORPORATION – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7446306
Marie Angelica Smith is an Investment Adviser, associated with VANGUARD MARKETING CORPORATION located at SCOTTSDALE, AZ. Marie Smith’s Central Registration Depository (CRD) number is 7446306 and the FINRA Profile can be found at –

Disclosure #1 for Marie Smith

    • Event Date: 2/26/2019
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: 13-1204A8E – Aggravated Assault- Class 6 Felony
    • Disposition: Dismissed

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Should I file a FINRA complaint against brokers like Marie Angelica Smith?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Marie Angelica Smith’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Marie Angelica Smith

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Where can I find more details about Marie Smith's Investment Firm?

Visit to read a detailed report for VANGUARD MARKETING CORPORATION

Are there any disclosures, allegations or complaints filed against Marie Angelica Smith?

Yes. There are disclosures, allegations, or complaints filed against Marie Angelica Smith. Click here to view all details

Where can I download a detailed FINRA report for Marie Smith?

Click here to download a detailed FINRA report for Marie Smith

Is it safe to do business with Marie Angelica Smith?

We’re not sure. Please research Marie Smith’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:31 pm

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