MARICIA C AIKEN at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4349386
MARICIA C AIKEN is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at LADY LAKE, FL. MARICIA AIKEN’s Central Registration Depository (CRD) number is 4349386 and the FINRA Profile can be found at –

Disclosure #1 for MARICIA AIKEN

    • Event Date: 1/21/2020
    • Disclosure Type: Financial
    • Disclosure Resolution: Final
    • Disclosure Detail :: Type: Compromise
    • Disposition: Dismissed
    • Broker Comment: My only involvement was the fact I owned the vehicle that was a party of a traffic accident.
See also  BART RICHARD LEACH at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

Should I file a FINRA complaint against brokers like MARICIA C AIKEN?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by MARICIA C AIKEN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  KYLE JENSEN KIRWAN at INDEPENDENT FINANCIAL GROUP, LLC - View Complaints, Disclosures, Scams and Audit Report (Updated 2023) helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About MARICIA C AIKEN

What is MARICIA AIKEN's Central Registration Depository (CRD) Number?


Which firm is MARICIA C AIKEN associated with?


Where is MARICIA AIKEN located?

13707 N US HWY 441, LADY LAKE, FL, 32159

Where can I find more details about MARICIA AIKEN's Investment Firm?

Visit to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against MARICIA C AIKEN?

Yes. There are disclosures, allegations, or complaints filed against MARICIA C AIKEN. Click here to view all details

Where can I download a detailed FINRA report for MARICIA AIKEN?

Click here to download a detailed FINRA report for MARICIA AIKEN

Is it safe to do business with MARICIA C AIKEN?

We’re not sure. Please research MARICIA AIKEN’s disclosures, allegations and complaints before taking a decision

See also  JAMES ROBERT MITCHELL at ANDREW GARRETT INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

Report Inaccuracy

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.


Originally reported on November 17, 2022 @ 9:37 pm

Share your experience with this broker

Leave a reply

Broker Audit
Register New Account