MARICIA C AIKEN at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4349386
MARICIA C AIKEN is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at LADY LAKE, FL. MARICIA AIKEN’s Central Registration Depository (CRD) number is 4349386 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for MARICIA AIKEN

    • Event Date: 1/21/2020
    • Disclosure Type: Financial
    • Disclosure Resolution: Final
    • Disclosure Detail :: Type: Compromise
    • Disposition: Dismissed
    • Broker Comment: My only involvement was the fact I owned the vehicle that was a party of a traffic accident.


Should I file a FINRA complaint against brokers like MARICIA C AIKEN?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by MARICIA C AIKEN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About MARICIA C AIKEN

What is MARICIA AIKEN's Central Registration Depository (CRD) Number?

4349386

Which firm is MARICIA C AIKEN associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is MARICIA AIKEN located?

13707 N US HWY 441, LADY LAKE, FL, 32159

Where can I find more details about MARICIA AIKEN's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against MARICIA C AIKEN?

Yes. There are disclosures, allegations, or complaints filed against MARICIA C AIKEN. Click here to view all details

Where can I download a detailed FINRA report for MARICIA AIKEN?

Click here to download a detailed FINRA report for MARICIA AIKEN

Is it safe to do business with MARICIA C AIKEN?

We’re not sure. Please research MARICIA AIKEN’s disclosures, allegations and complaints before taking a decision


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