MARIA GUADALUPE GONZALEZ at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7554072
MARIA GUADALUPE GONZALEZ is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at LAS VEGAS, NV. MARIA GONZALEZ’s Central Registration Depository (CRD) number is 7554072 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for MARIA GONZALEZ

    • Event Date: 12/28/2015
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Compromise
    • Disposition: Satisfied/Released


Should I file a FINRA complaint against brokers like MARIA GUADALUPE GONZALEZ?

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Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by MARIA GUADALUPE GONZALEZ’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.


Frequently Asked Questions About MARIA GUADALUPE GONZALEZ

What is MARIA GONZALEZ's Central Registration Depository (CRD) Number?

7554072

Which firm is MARIA GUADALUPE GONZALEZ associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is MARIA GONZALEZ located?

3800 HOWARD HUGHES PKWY STE 200, LAS VEGAS, NV, 89169

Where can I find more details about MARIA GONZALEZ's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against MARIA GUADALUPE GONZALEZ?

Yes. There are disclosures, allegations, or complaints filed against MARIA GUADALUPE GONZALEZ. Click here to view all details

Where can I download a detailed FINRA report for MARIA GONZALEZ?

Click here to download a detailed FINRA report for MARIA GONZALEZ

Is it safe to do business with MARIA GUADALUPE GONZALEZ?

We’re not sure. Please research MARIA GONZALEZ’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 9:02 pm

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