RedFlag, Allegation and/or Complaint against LUNAR BALANZA
Disclosure #1 for LUNAR BALANZA
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- Event Date: 6/28/2022
- Disclosure Type: Judgment / Lien
- Resolution:
- Judgment/Lien Amount: $420.00
- Judgment/Lien Type: Tax
- Broker Comment: I was not aware of the lien until my compliance division emailed me. I have called the national city dept, spoke with deputy fire marshal, they seem to not be able to find any record of the lien they escalated it to other department of the county, waiting for their findings.
Should I file a FINRA complaint against brokers like LUNAR BALANZA?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:50 pm
