RedFlag, Allegation and/or Complaint against LUCAS ROBERT WEIS
Disclosure #1 for LUCAS WEIS
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- Event Date: 9/23/2012
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: Charged with a felony for possession of controlled substance.
- Disposition: Amended
- Amended Charges: The felony was amended to a misdemeanor.
- Amended Charge Type: MISDEMEANOR
- Amended Charge Disposition: Deferred Adjudication
- Broker Comment: I was originally charged with a felony on 9/23/2012, but my lawyer started to negotiate with the state until he made a deal with the state in May of 2013. On 05/15/2013, in court, I pled guilty to a misdemeanor only to have a suspended imposition of sentence filled and granted in court. This means that if I completed my two year unsupervised probation from (5/15/2013) to (5/15/2015), that there would be no conviction or record. I completed that two year unsupervised probation on (05/15/2015).
Should I file a FINRA complaint against brokers like LUCAS ROBERT WEIS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:40 pm
