LUCAS ROBERT WEIS at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6695412
LUCAS ROBERT WEIS is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at LAKE FOREST, IL. LUCAS WEIS’s Central Registration Depository (CRD) number is 6695412 and the FINRA Profile can be found at –

Disclosure #1 for LUCAS WEIS

    • Event Date: 9/23/2012
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: Charged with a felony for possession of controlled substance.
    • Disposition: Amended
    • Amended Charges: The felony was amended to a misdemeanor.
    • Amended Charge Type: MISDEMEANOR
    • Amended Charge Disposition: Deferred Adjudication
    • Broker Comment: I was originally charged with a felony on 9/23/2012, but my lawyer started to negotiate with the state until he made a deal with the state in May of 2013. On 05/15/2013, in court, I pled guilty to a misdemeanor only to have a suspended imposition of sentence filled and granted in court. This means that if I completed my two year unsupervised probation from (5/15/2013) to (5/15/2015), that there would be no conviction or record. I completed that two year unsupervised probation on (05/15/2015).
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Should I file a FINRA complaint against brokers like LUCAS ROBERT WEIS?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by LUCAS ROBERT WEIS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About LUCAS ROBERT WEIS

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Where can I find more details about LUCAS WEIS's Investment Firm?

Visit to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against LUCAS ROBERT WEIS?

Yes. There are disclosures, allegations, or complaints filed against LUCAS ROBERT WEIS. Click here to view all details

Where can I download a detailed FINRA report for LUCAS WEIS?

Click here to download a detailed FINRA report for LUCAS WEIS

Is it safe to do business with LUCAS ROBERT WEIS?

We’re not sure. Please research LUCAS WEIS’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:40 pm

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