LUCAS NEAL COOLEY at PFS INVESTMENTS INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6240716
LUCAS NEAL COOLEY is an Investment Adviser, associated with PFS INVESTMENTS INC. located at GULFPORT, MS. LUCAS COOLEY’s Central Registration Depository (CRD) number is 6240716 and the FINRA Profile can be found at –

Disclosure #1 for LUCAS COOLEY

    • Event Date: 5/25/2006
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: LARC PETIT FIRST OFFENSE
    • Disposition: Convicted

Should I file a FINRA complaint against brokers like LUCAS NEAL COOLEY?

See also  PAUL ALLAN MCFEELEY at OPPENHEIMER & CO. INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by LUCAS NEAL COOLEY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  CATHARINE MARGARET KURTZ at PFS INVESTMENTS INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023) helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About LUCAS NEAL COOLEY

What is LUCAS COOLEY's Central Registration Depository (CRD) Number?


Which firm is LUCAS NEAL COOLEY associated with?


Where is LUCAS COOLEY located?

14231 SEAWAY RD, GULFPORT, MS, 39503

Where can I find more details about LUCAS COOLEY's Investment Firm?

Visit to read a detailed report for PFS INVESTMENTS INC.

Are there any disclosures, allegations or complaints filed against LUCAS NEAL COOLEY?

Yes. There are disclosures, allegations, or complaints filed against LUCAS NEAL COOLEY. Click here to view all details

Where can I download a detailed FINRA report for LUCAS COOLEY?

Click here to download a detailed FINRA report for LUCAS COOLEY

Is it safe to do business with LUCAS NEAL COOLEY?

We’re not sure. Please research LUCAS COOLEY’s disclosures, allegations and complaints before taking a decision

See also  STEVEN ROBERT NELSON at PFS INVESTMENTS INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

Report Inaccuracy

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.


Originally reported on November 17, 2022 @ 7:56 pm

Share your experience with this broker

Leave a reply

Broker Audit
Register New Account