RedFlag, Allegation and/or Complaint against LISE DIEUTRANG VO
Disclosure #1 for LISE VO
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- Event Date: 9/9/1981
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: PETIT LARCENY MISDEMEANOR
- Charge Type: MISDEMEANOR
- Disposition: DISMISSED
- Broker Comment: WITH THE HELP OF THE PUBLIC DEFENDER OFFICE FOR THE DISTRICT OF COLUMBIA AND THROUGH THE POLICE RECORDS, I WAS UNABLE TO FIND ANY INFORMATION ON MY CASE. ACCORDING TO ATTORNEY CHRISTOPHER MCKEE, STAFF ATTORNEY, MY CASE WAS DISMISSED BEFORE IT WAS ADDRESSED ON ANY OF ITS MERITS. DURING MY COLLEGE YEARS, I HAVE GONE OUT WITH THE SCHOOLMATES TO CELEBRATE AFTER AN EVENT. THE CROWD GOT OUT OF CONTROL AND A MICRO-RIOT HAPPENED. THE POLICE CAME AND WROTE UP SOME OF US WHO HAPPENED TO STAY BACK TO HELP CLEAN UP.
Should I file a FINRA complaint against brokers like LISE DIEUTRANG VO?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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