LETICIA PONCE OLEKSY at STATE FARM VP MANAGEMENT CORP. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 3031076
LETICIA PONCE OLEKSY is an Investment Adviser, associated with STATE FARM VP MANAGEMENT CORP. located at Gainesville, FL. LETICIA OLEKSY’s Central Registration Depository (CRD) number is 3031076 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for LETICIA OLEKSY

    • Event Date: 3/12/2007
    • Disclosure Type: Regulatory
    • Disclosure Resolution: Final
    • Initiated By: FLORIDA DEPARTMENT OF FINANCIAL SERVICES
    • Allegations: OUT OF COMPLIANCE WITH CONTINUEING EDUCATION. I TOOK THE WRONG CATAGORY OF CLASSES FOR CE
    • Resolution: Stipulation and Consent
    • Sanction Details :: Sanctions: Monetary/Fine
    • Sanction Details :: Amount: $250.00
    • Sanction Details: $250 FINE, WILL BE PAID UPON NOTIFICATION.
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Should I file a FINRA complaint against brokers like LETICIA PONCE OLEKSY?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by LETICIA PONCE OLEKSY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About LETICIA PONCE OLEKSY

What is LETICIA OLEKSY's Central Registration Depository (CRD) Number?

3031076

Which firm is LETICIA PONCE OLEKSY associated with?

STATE FARM VP MANAGEMENT CORP.

Where is LETICIA OLEKSY located?

4960 Newberry Rd, Gainesville, FL, 32607

Where can I find more details about LETICIA OLEKSY's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/43036 to read a detailed report for STATE FARM VP MANAGEMENT CORP.

Are there any disclosures, allegations or complaints filed against LETICIA PONCE OLEKSY?

Yes. There are disclosures, allegations, or complaints filed against LETICIA PONCE OLEKSY. Click here to view all details

Where can I download a detailed FINRA report for LETICIA OLEKSY?

Click here to download a detailed FINRA report for LETICIA OLEKSY

Is it safe to do business with LETICIA PONCE OLEKSY?

We’re not sure. Please research LETICIA OLEKSY’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 8:56 pm

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