Lee S Woodring at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2714686
Lee S Woodring is an Investment Adviser, associated with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at PITTSFORD, NY. Lee Woodring’s Central Registration Depository (CRD) number is 2714686 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Lee Woodring

    • Event Date: 11/5/2001
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Pending
    • Disclosure Detail :: Allegations: CUSTOMERS’ ATTORNEY ALLEGES THAT FINANCIAL ADVISOR INVESTED CUSTOMER IN AN UNSUITBALE PRIVATE EQUITY INVESTMENT. NO SPECIFIC AMOUNT OF COMPENSATORY DAMAGES WERE ALLEGED.
    • Arbitration Docket Number:
    • Broker Comment: MERRILL LYNCH AND FIANCNIAL ADVISOR DENY THE ALLEGATIONS.
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Should I file a FINRA complaint against brokers like Lee S Woodring?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Lee S Woodring’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Lee S Woodring

What is Lee Woodring's Central Registration Depository (CRD) Number?

2714686

Which firm is Lee S Woodring associated with?

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Where is Lee Woodring located?

1241 PITTSFORD VICTOR RD, PITTSFORD, NY, 14534

Where can I find more details about Lee Woodring's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/7691 to read a detailed report for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Are there any disclosures, allegations or complaints filed against Lee S Woodring?

Yes. There are disclosures, allegations, or complaints filed against Lee S Woodring. Click here to view all details

Where can I download a detailed FINRA report for Lee Woodring?

Click here to download a detailed FINRA report for Lee Woodring

Is it safe to do business with Lee S Woodring?

We’re not sure. Please research Lee Woodring’s disclosures, allegations and complaints before taking a decision

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