Lee Johnson at THRIVENT INVESTMENT MANAGEMENT INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6445580
Lee Johnson is an Investment Adviser, associated with THRIVENT INVESTMENT MANAGEMENT INC. located at MUSKEGO, WI. Lee Johnson’s Central Registration Depository (CRD) number is 6445580 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Lee Johnson

    • Event Date: 9/1/2012
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: Manufacture/Deliver THC
    • Disposition: Dismissed
    • Broker Comment: My friend and I had been growing some marijuana plants in a public park and were ultimately caught which was the best thing to ever happen to me, getting my life back on track. I successfully completed the deferred prosecution agreement, did treatment, community service, and because of my being a promising student and having my life back on track, the judge ultimately dismissed the case.


Should I file a FINRA complaint against brokers like Lee Johnson?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Lee Johnson’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About Lee Johnson

What is Lee Johnson's Central Registration Depository (CRD) Number?

6445580

Which firm is Lee Johnson associated with?

THRIVENT INVESTMENT MANAGEMENT INC.

Where is Lee Johnson located?

W188S7820 RACINE AVE, MUSKEGO, WI, 53150

Where can I find more details about Lee Johnson's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/18387 to read a detailed report for THRIVENT INVESTMENT MANAGEMENT INC.

Are there any disclosures, allegations or complaints filed against Lee Johnson?

Yes. There are disclosures, allegations, or complaints filed against Lee Johnson. Click here to view all details

Where can I download a detailed FINRA report for Lee Johnson?

Click here to download a detailed FINRA report for Lee Johnson

Is it safe to do business with Lee Johnson?

We’re not sure. Please research Lee Johnson’s disclosures, allegations and complaints before taking a decision


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