RedFlag, Allegation and/or Complaint against Lee Johnson
Disclosure #1 for Lee Johnson
- Event Date: 9/1/2012
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: Manufacture/Deliver THC
- Disposition: Dismissed
- Broker Comment: My friend and I had been growing some marijuana plants in a public park and were ultimately caught which was the best thing to ever happen to me, getting my life back on track. I successfully completed the deferred prosecution agreement, did treatment, community service, and because of my being a promising student and having my life back on track, the judge ultimately dismissed the case.
Should I file a FINRA complaint against brokers like Lee Johnson?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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