RedFlag, Allegation and/or Complaint against LAYNE ROYCE DAVIS
Disclosure #1 for LAYNE DAVIS
- Event Date: 12/12/2002
- Disclosure Type: Judgment / Lien
- Disclosure Resolution:
- Disclosure Detail :: Judgment/Lien Amount: $2,617.34
- Judgment/Lien Type: Civil
- Broker Comment: ORIGINALLY DISPUTED SAME WARRANTY ON A VEHICLE WFS FINANCIAL WAS FINANCING, WITH OTHER SITUATION THAT CAUSED MY INCOME FROM BUSINESS TO DECLINE I WAS UNABLE TO MAKE PAYMENTS. I AM NOW MAKING PAYMENTS AND HOPE TO HAVE THIS JUDGEMENT RELEASED BY YEAR END.
Should I file a FINRA complaint against brokers like LAYNE ROYCE DAVIS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 7:58 pm