RedFlag, Allegation and/or Complaint against LAWRENCE GALE BURTON WITTMAN
Disclosure #1 for LAWRENCE WITTMAN
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- Event Date: 7/20/2013
- Disclosure Type: Financial
- Resolution: Final
- Type: Compromise
- Disposition: Satisfied/Released
- Broker Comment: I took out the credit in 2009. By January of 2010 I was unemployed, and could no longer afford the motorcycle payments. I called Capital One to figure out my options and found out it was going to be repossessed. I talked to them about a settlement, but was unable to afford it at that time. By the time I could afford it, I paid the settlement in 2013 to take care of this credit.
Should I file a FINRA complaint against brokers like LAWRENCE GALE BURTON WITTMAN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:36 pm
