RedFlag, Allegation and/or Complaint against LARS PETER WILLERUP
Disclosure #1 for LARS WILLERUP
- Event Date: 6/15/2011
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: THE CUSTOMER ALLEGES THAT THE RR INFORMED HIM THAT HE WOULD BE ABLE TO ROLL-OVER AN EXISTING ANNUITY TO A NEW VARIABLE ANNUITY AND WITHDRAW FUNDS TO MAKE A DOWN PAYMENT ON A HOUSE AND BUSINESS. THE EXISTING ANNUITY COMPANY HAS INFORMED THE CUSTOMER THAT HE WILL NOT HAVE ACCESS TO THE FUNDS UNTIL HE IS 591/2 OR DISABLED.
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like LARS PETER WILLERUP?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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