LARRY WINSTON SMITH at STATE FARM VP MANAGEMENT CORP. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6442371
LARRY WINSTON SMITH is an Investment Adviser, associated with STATE FARM VP MANAGEMENT CORP. located at HUNTSVILLE, AL. LARRY SMITH’s Central Registration Depository (CRD) number is 6442371 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for LARRY SMITH

    • Event Date: 7/14/2003
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: POSSESSION OF COCAINE
    • Disposition: Reduced
    • Amended Charges: USE/POSSESS DRUG PARAPHERNALIA REDUCED TO MISDEMEANOR
    • Amended Charge Type: MISDEMEANOR
    • Amended Charge Disposition: Dismissed
    • Broker Comment: I WAS ARRESTED FOR POSSESSION OF A CONTROLLED SUBSTANCE DURING A TRAFFIC STOP. IN ALABAMA, THAT IS A FELONY. IT WAS REDUCED TO A MISDEMEANOR IN COURT AND LATER NOL PROSS. I CAN FURNISH PROOF OF DOCUMENTS IF NECESSARY, HOWEVER, THIS OCCURRED OVER TEN YEARS AGO. I HAVE NOT HAD A DRINK OR A DRUG SINCE 12/30/2004, FYI, AND I HAVE NO CONVICTION(S) ON MY RECORD WHICH WAS BACKED UP BY THE BACKGROUND CHECKS MY EMPLOYER CONDUCTED. IF YOU NEED PAPERWORK, PLEASE CONTACT ME AT [email protected] OR CELL PHONE AT 251-490-3150. THANK YOU.
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Should I file a FINRA complaint against brokers like LARRY WINSTON SMITH?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by LARRY WINSTON SMITH’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About LARRY WINSTON SMITH

What is LARRY SMITH's Central Registration Depository (CRD) Number?

6442371

Which firm is LARRY WINSTON SMITH associated with?

STATE FARM VP MANAGEMENT CORP.

Where is LARRY SMITH located?

1300 MERIDIAN STREET, HUNTSVILLE, AL, 35801

Where can I find more details about LARRY SMITH's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/43036 to read a detailed report for STATE FARM VP MANAGEMENT CORP.

Are there any disclosures, allegations or complaints filed against LARRY WINSTON SMITH?

Yes. There are disclosures, allegations, or complaints filed against LARRY WINSTON SMITH. Click here to view all details

Where can I download a detailed FINRA report for LARRY SMITH?

Click here to download a detailed FINRA report for LARRY SMITH

Is it safe to do business with LARRY WINSTON SMITH?

We’re not sure. Please research LARRY SMITH’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 8:50 pm

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