RedFlag, Allegation and/or Complaint against LANCE LELAND COOK
Disclosure #1 for LANCE COOK
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- Event Date: 4/27/2010
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: WROTE PHOENIX SPECTRUM EDGE PRODUCT ON CUSTOMER IN MAY 2008, CUSTOMER WITHDREW FUNDS AND MARKET DROP CAUSED ACCOUNT VALUE TO DROP. CUSTOMER CLOSED ACCOUNT WITH PHOENIX AND WITHDREW HER FUNDS. CUSTOMER COMPLAINT LETTER FILED IN APRIL 2010.
- Damage Amount Requested: $30,767.08
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like LANCE LELAND COOK?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally posted on November 17, 2022 @ 8:57 pm
