LANCE LELAND COOK at STATE FARM VP MANAGEMENT CORP. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4637458
LANCE LELAND COOK is an Investment Adviser, associated with STATE FARM VP MANAGEMENT CORP. located at HICKORY, NC. LANCE COOK’s Central Registration Depository (CRD) number is 4637458 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for LANCE COOK

    • Event Date: 4/27/2010
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Denied
    • Disclosure Detail :: Allegations: WROTE PHOENIX SPECTRUM EDGE PRODUCT ON CUSTOMER IN MAY 2008, CUSTOMER WITHDREW FUNDS AND MARKET DROP CAUSED ACCOUNT VALUE TO DROP. CUSTOMER CLOSED ACCOUNT WITH PHOENIX AND WITHDREW HER FUNDS. CUSTOMER COMPLAINT LETTER FILED IN APRIL 2010.
    • Damage Amount Requested: $30,767.08
    • Arbitration Docket Number:
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Should I file a FINRA complaint against brokers like LANCE LELAND COOK?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by LANCE LELAND COOK’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About LANCE LELAND COOK

What is LANCE COOK's Central Registration Depository (CRD) Number?

4637458

Which firm is LANCE LELAND COOK associated with?

STATE FARM VP MANAGEMENT CORP.

Where is LANCE COOK located?

1130 22ND ST. NE, HICKORY, NC, 28601

Where can I find more details about LANCE COOK's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/43036 to read a detailed report for STATE FARM VP MANAGEMENT CORP.

Are there any disclosures, allegations or complaints filed against LANCE LELAND COOK?

Yes. There are disclosures, allegations, or complaints filed against LANCE LELAND COOK. Click here to view all details

Where can I download a detailed FINRA report for LANCE COOK?

Click here to download a detailed FINRA report for LANCE COOK

Is it safe to do business with LANCE LELAND COOK?

We’re not sure. Please research LANCE COOK’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 8:57 pm

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