RedFlag, Allegation and/or Complaint against LAM THANH GIANG
Disclosure #1 for LAM GIANG
- Event Date: 12/30/2019
- Disclosure Type: Customer Dispute
- Resolution: Denied
- Allegations: Claimant is alleging that the policy sold to her did not meet her needs at the time of sale. Claimant alleges that she had no need for a policy in the amount of $375,000.
- Damage Amount Requested: $9,705.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like LAM THANH GIANG?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Frequently Asked Questions About LAM THANH GIANG
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Originally posted on November 17, 2022 @ 8:49 pm