KURT THOMAS RODRIGUEZ at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6372876
KURT THOMAS RODRIGUEZ is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at ORMOND BEACH, FL. KURT RODRIGUEZ’s Central Registration Depository (CRD) number is 6372876 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for KURT RODRIGUEZ

    • Event Date: 3/5/2008
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: FLEE/ELUDE POLICE; FAILURE TO OBEY LEO ORDER TO STOP.
    • Disposition: Dismissed Charges: AGGRAVATED BATTERY; ON OFFICER FIREFIGHTER EMT ETC
    • Disposition: Dismissed


Should I file a FINRA complaint against brokers like KURT THOMAS RODRIGUEZ?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by KURT THOMAS RODRIGUEZ’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About KURT THOMAS RODRIGUEZ

What is KURT RODRIGUEZ's Central Registration Depository (CRD) Number?

6372876

Which firm is KURT THOMAS RODRIGUEZ associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is KURT RODRIGUEZ located?

1100 W GRANADA BLVD, ORMOND BEACH, FL, 32174

Where can I find more details about KURT RODRIGUEZ's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against KURT THOMAS RODRIGUEZ?

Yes. There are disclosures, allegations, or complaints filed against KURT THOMAS RODRIGUEZ. Click here to view all details

Where can I download a detailed FINRA report for KURT RODRIGUEZ?

Click here to download a detailed FINRA report for KURT RODRIGUEZ

Is it safe to do business with KURT THOMAS RODRIGUEZ?

We’re not sure. Please research KURT RODRIGUEZ’s disclosures, allegations and complaints before taking a decision


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