KRISTIN EILEEN ESPINOSA at RAYMOND JAMES & ASSOCIATES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5499627
KRISTIN EILEEN ESPINOSA is an Investment Adviser, associated with RAYMOND JAMES & ASSOCIATES, INC. located at SOUTHFIELD, MI. KRISTIN ESPINOSA’s Central Registration Depository (CRD) number is 5499627 and the FINRA Profile can be found at –

Disclosure #1 for KRISTIN ESPINOSA

    • Event Date: 8/15/2014
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Compromise
    • Disposition: Satisfied/Released

Should I file a FINRA complaint against brokers like KRISTIN EILEEN ESPINOSA?

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Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by KRISTIN EILEEN ESPINOSA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About KRISTIN EILEEN ESPINOSA

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Where can I find more details about KRISTIN ESPINOSA's Investment Firm?

Visit to read a detailed report for RAYMOND JAMES & ASSOCIATES, INC.

Are there any disclosures, allegations or complaints filed against KRISTIN EILEEN ESPINOSA?

Yes. There are disclosures, allegations, or complaints filed against KRISTIN EILEEN ESPINOSA. Click here to view all details

Where can I download a detailed FINRA report for KRISTIN ESPINOSA?

Click here to download a detailed FINRA report for KRISTIN ESPINOSA

Is it safe to do business with KRISTIN EILEEN ESPINOSA?

We’re not sure. Please research KRISTIN ESPINOSA’s disclosures, allegations and complaints before taking a decision

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