RedFlag, Allegation and/or Complaint against KRISTEN KELLY GRATTON
Disclosure #1 for KRISTEN GRATTON
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- Event Date: 3/30/2021
- Disclosure Type: Customer Dispute
- Resolution: Denied
- Allegations: The complainant alleges that her representative misrepresented the Fixed Annuity that was issued on or about April 21, 2016. The complainant states her representative never mentioned she would not have access to the principal amount, and had she known this upfront, she would not have consented to the purchase.
- Arbitration Docket Number:
- Broker Comment: Internal Case #202103310290.
Should I file a FINRA complaint against brokers like KRISTEN KELLY GRATTON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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