Kimberly Sue Dwyer at THRIVENT INVESTMENT MANAGEMENT INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6642582
Kimberly Sue Dwyer is an Investment Adviser, associated with THRIVENT INVESTMENT MANAGEMENT INC. located at PLYMOUTH, MI. Kimberly Dwyer’s Central Registration Depository (CRD) number is 6642582 and the FINRA Profile can be found at –

Disclosure #1 for Kimberly Dwyer

    • Event Date: 11/6/2019
    • Disclosure Type: Customer Dispute
    • Resolution: Denied
    • Allegations: The customer alleged when RR sold her a VUL in March 2019 she misrepresented that the cash value would be invested in market-based subaccounts and failed to disclose surrender charges.
    • Damage Amount Requested: $43,000.00
    • Arbitration Docket Number:
See also  MATTHEW TODD GLINSKY at CHARLES SCHWAB & CO., INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

Should I file a FINRA complaint against brokers like Kimberly Sue Dwyer?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Kimberly Sue Dwyer’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  Carol Marie Sullivan at THRIVENT INVESTMENT MANAGEMENT INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023) helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About Kimberly Sue Dwyer

What is Kimberly Dwyer's Central Registration Depository (CRD) Number?


Which firm is Kimberly Sue Dwyer associated with?


Where is Kimberly Dwyer located?

14492 N SHELDON RD STE 350, PLYMOUTH, MI, 48170

Where can I find more details about Kimberly Dwyer's Investment Firm?

Visit to read a detailed report for THRIVENT INVESTMENT MANAGEMENT INC.

Are there any disclosures, allegations or complaints filed against Kimberly Sue Dwyer?

Yes. There are disclosures, allegations, or complaints filed against Kimberly Sue Dwyer. Click here to view all details

Where can I download a detailed FINRA report for Kimberly Dwyer?

Click here to download a detailed FINRA report for Kimberly Dwyer

Is it safe to do business with Kimberly Sue Dwyer?

We’re not sure. Please research Kimberly Dwyer’s disclosures, allegations and complaints before taking a decision

See also  ELIZABETH GARCIA at PFS INVESTMENTS INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

Report Inaccuracy

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.


Originally reported on November 17, 2022 @ 8:34 pm

Share your experience with this broker

Leave a reply

Broker Audit
Register New Account