KIMBERLY ANN SHEREYK at STIFEL, NICOLAUS & COMPANY, INCORPORATED – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4190469
KIMBERLY ANN SHEREYK is an Investment Adviser, associated with STIFEL, NICOLAUS & COMPANY, INCORPORATED located at ORLAND PARK, IL. KIMBERLY SHEREYK’s Central Registration Depository (CRD) number is 4190469 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for KIMBERLY SHEREYK

    • Event Date: 10/19/2002
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: 346.63(2)(a)2 Cause injury-Operating w/PAC-Passenger [346.65(3m)Penalty-Intox.Operation of Motor Vehicl
    • Disposition: Dismissed Charges: 346.63(2)(a)1 Cause Injury/OWI (Passenger< 16 yrs) [346.65(3m)Penalty-Intox.Operation of Motor Vehicl
    • Disposition: Dismissed Charges: 346.63(2)(a)1 Cause Injury/OWI (Passenger< 16 yrs) [346.65(3m)Penalty-Intox.Operation of Motor Vehicl
    • Disposition: Pled guilty
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Should I file a FINRA complaint against brokers like KIMBERLY ANN SHEREYK?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by KIMBERLY ANN SHEREYK’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About KIMBERLY ANN SHEREYK

What is KIMBERLY SHEREYK's Central Registration Depository (CRD) Number?

4190469

Which firm is KIMBERLY ANN SHEREYK associated with?

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Where is KIMBERLY SHEREYK located?

10310 ORLAND PARKWAY, SUITE 104, ORLAND PARK, IL, 60467

Where can I find more details about KIMBERLY SHEREYK's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/793 to read a detailed report for STIFEL, NICOLAUS & COMPANY, INCORPORATED

Are there any disclosures, allegations or complaints filed against KIMBERLY ANN SHEREYK?

Yes. There are disclosures, allegations, or complaints filed against KIMBERLY ANN SHEREYK. Click here to view all details

Where can I download a detailed FINRA report for KIMBERLY SHEREYK?

Click here to download a detailed FINRA report for KIMBERLY SHEREYK

Is it safe to do business with KIMBERLY ANN SHEREYK?

We’re not sure. Please research KIMBERLY SHEREYK’s disclosures, allegations and complaints before taking a decision

See also  JONATHAN ISLER at STIFEL, NICOLAUS & COMPANY, INCORPORATED - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


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Originally posted on November 17, 2022 @ 9:04 pm

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