KEVIN RICHARD LAURSEN at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6940470
KEVIN RICHARD LAURSEN is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at LOS ANGELES, CA. KEVIN LAURSEN’s Central Registration Depository (CRD) number is 6940470 and the FINRA Profile can be found at –

Disclosure #1 for KEVIN LAURSEN

    • Event Date: 6/1/2014
    • Disclosure Type: Financial
    • Disclosure Resolution: Final
    • Disclosure Detail :: Type: Compromise
    • Disposition: Satisfied/Released
    • Broker Comment: During my first years of employment in the mortgage industry, beginning in 2007, I was paid as a 1099 contractor. At that time in my life (I was 20) I had no savings and was living check to check in the 100% commission role. I struggled to make ends meet, earning just enough money to satisfy my debts and provide for myself. I was unaware of the tax ramifications of 1099 pay as I had only held menial W2 roles and earned very minimal income. The balance I owed after filing grew with penalties and interest as I worked with the IRS to set up a payment plan and, given my income and expenses at the time, I realized I would not be able to overcome the debt in a reasonable timeframe. After spending years working with and paying installments to the IRS, seeing very little decrease in the balance owed given the recurring assessments of penalties and interest, the IRS accepted an offer in compromise and I was able to settle the debt. I have been in good standing with the IRS since.
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Should I file a FINRA complaint against brokers like KEVIN RICHARD LAURSEN?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by KEVIN RICHARD LAURSEN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About KEVIN RICHARD LAURSEN

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Visit to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against KEVIN RICHARD LAURSEN?

Yes. There are disclosures, allegations, or complaints filed against KEVIN RICHARD LAURSEN. Click here to view all details

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We’re not sure. Please research KEVIN LAURSEN’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:42 pm

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