KEVIN LEE VIGIL at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7514853
KEVIN LEE VIGIL is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at NEW BRAUNFELS, TX. KEVIN VIGIL’s Central Registration Depository (CRD) number is 7514853 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for KEVIN VIGIL

    • Event Date: 9/1/2002
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: Charge Criminal Mischief $500 – $15,000/ 11/22/2002
    • Disposition: Deferred Adjudication
    • Amended Charges: Charge Criminal Mischief $500 – $15,000/ 11/22/2002 end date 10/24/2004 I paid fines and completed community service as a part of my deferred sentence, dont remember the exact hours of community service or fines paid. However this was part of my stipulation of m deferred sentence, these charges were dropped after my successful completion of both community service and fines paid.
    • Amended Charge Type: OTHER
    • Amended Charge Disposition: Dismissed
    • Broker Comment: Some stuff I do not have specifics, the state of Colorado did not have arrest records past 10 years.


Should I file a FINRA complaint against brokers like KEVIN LEE VIGIL?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by KEVIN LEE VIGIL’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About KEVIN LEE VIGIL

What is KEVIN VIGIL's Central Registration Depository (CRD) Number?

7514853

Which firm is KEVIN LEE VIGIL associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is KEVIN VIGIL located?

1634 W STATE HIGHWAY 46, NEW BRAUNFELS, TX, 78132

Where can I find more details about KEVIN VIGIL's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against KEVIN LEE VIGIL?

Yes. There are disclosures, allegations, or complaints filed against KEVIN LEE VIGIL. Click here to view all details

Where can I download a detailed FINRA report for KEVIN VIGIL?

Click here to download a detailed FINRA report for KEVIN VIGIL

Is it safe to do business with KEVIN LEE VIGIL?

We’re not sure. Please research KEVIN VIGIL’s disclosures, allegations and complaints before taking a decision


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