RedFlag, Allegation and/or Complaint against KENNETH THEODORE WOOD
Disclosure #1 for KENNETH WOOD
- Event Date: 7/17/2013
- Disclosure Type: Financial
- Resolution: Final
- Type: Compromise
- Disposition: Satisfied/Released
- Broker Comment: WHILE I WAS A FULL TIME GRADUATE STUDENT IN 2012-2013, IT BECAME NECESSARY TO SELL THE RESIDENCE THAT I HAD OWNED SINCE 2007. BECAUSE OF THE SEVERE DECLINE IN HOME VALUES DURING MY PERIOD OF OWNERSHIP, THE MORTGAGE WAS \UNDERWATER\ AND AS SUCH, THE PROPERTY WAS SOLD AS A SHORT SALE. THE SALE TRANSACTION WAS COMPLETED IN JULY 2013 AND THE MORTGAGE WAS RELEASED.
Should I file a FINRA complaint against brokers like KENNETH THEODORE WOOD?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:43 pm