RedFlag, Allegation and/or Complaint against KENNETH M VEGA
Disclosure #1 for KENNETH VEGA
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- Event Date: 10/4/2004
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: I WAS CHARGED WITH LARCENY. I WAS GIVEN AN OFFER TO PLEA GUILTY TO PETTIT LARCENY AND I WAS CONDITIONALLY DISCHARGED. IT WAS ALLEGED THAT I AND OTHER STUDENT , TOOK PROPERTY FROM ANOTHER STUDENT BY FORCE.
- Disposition: Reduced
- Broker Comment: THIS WAS MISTAKE I MADE IN MY YOUTH , I HAVE SINCE THEN NOT GOTTEN IN TO ANY TROUBLE AND HAVE BEEN HARD WORKING MEMBER OF SOCIETY
Should I file a FINRA complaint against brokers like KENNETH M VEGA?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:44 pm
