KELVIN FRED THOMAS at STATE FARM VP MANAGEMENT CORP. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 3258670
KELVIN FRED THOMAS is an Investment Adviser, associated with STATE FARM VP MANAGEMENT CORP. located at Fremont, CA. KELVIN THOMAS’s Central Registration Depository (CRD) number is 3258670 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for KELVIN THOMAS

    • Event Date: 1/20/1987
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: HS 11352-TRANSPORT/SELL NARCOTIC CONTROLLED SUBSTANCE. FELONY; PLEAD NOT GUILTY
    • Charge Type: FELONY
    • Disposition: CHARGE DISMISSED
    • Broker Comment: SHARED APARTMENT WITH SCHOOL ROOMMATE YEAR 1986-1987. VISITED APARTMENT DURING 12/86 WINTER BREAK TO PAY RENT. WAS PASSENGER IN ROOMMATE’S VEHICLE THAT HAD NARCOTICS.
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Should I file a FINRA complaint against brokers like KELVIN FRED THOMAS?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by KELVIN FRED THOMAS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About KELVIN FRED THOMAS

What is KELVIN THOMAS's Central Registration Depository (CRD) Number?

3258670

Which firm is KELVIN FRED THOMAS associated with?

STATE FARM VP MANAGEMENT CORP.

Where is KELVIN THOMAS located?

3100 Capitol Ave, Fremont, CA, 94538-1527

Where can I find more details about KELVIN THOMAS's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/43036 to read a detailed report for STATE FARM VP MANAGEMENT CORP.

Are there any disclosures, allegations or complaints filed against KELVIN FRED THOMAS?

Yes. There are disclosures, allegations, or complaints filed against KELVIN FRED THOMAS. Click here to view all details

Where can I download a detailed FINRA report for KELVIN THOMAS?

Click here to download a detailed FINRA report for KELVIN THOMAS

Is it safe to do business with KELVIN FRED THOMAS?

We’re not sure. Please research KELVIN THOMAS’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 8:54 pm

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