RedFlags, Allegations and Complaints against Kelly Nicole Gerten
Disclosure #1 for Kelly Gerten
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- Event Date: 10/29/2012
- Disclosure Type: Financial
- Resolution: Final
- Type: Compromise
- Disposition: Satisfied/Released
- Broker Comment: A change in relationship status as well as a move to another state for work affected my household income by more than 50%. Rather than file for bankruptcy I opted to short sell the house 7 years ago.
Should I file a FINRA complaint against brokers like Kelly Nicole Gerten?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Frequently Asked Questions About Kelly Nicole Gerten
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