Kelly Nicole Gerten at ALLSTATE FINANCIAL SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7222610
Kelly Nicole Gerten is an Investment Adviser, associated with ALLSTATE FINANCIAL SERVICES, LLC located at Lincoln, NE. Kelly Gerten’s Central Registration Depository (CRD) number is 7222610 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Kelly Gerten

    • Event Date: 10/29/2012
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Compromise
    • Disposition: Satisfied/Released
    • Broker Comment: A change in relationship status as well as a move to another state for work affected my household income by more than 50%. Rather than file for bankruptcy I opted to short sell the house 7 years ago.
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Should I file a FINRA complaint against brokers like Kelly Nicole Gerten?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Kelly Nicole Gerten’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Kelly Nicole Gerten

What is Kelly Gerten's Central Registration Depository (CRD) Number?

7222610

Which firm is Kelly Nicole Gerten associated with?

ALLSTATE FINANCIAL SERVICES, LLC

Where is Kelly Gerten located?

2920 S 84th St, Lincoln, NE, 68506-4142

Where can I find more details about Kelly Gerten's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/18272 to read a detailed report for ALLSTATE FINANCIAL SERVICES, LLC

Are there any disclosures, allegations or complaints filed against Kelly Nicole Gerten?

Yes. There are disclosures, allegations, or complaints filed against Kelly Nicole Gerten. Click here to view all details

Where can I download a detailed FINRA report for Kelly Gerten?

Click here to download a detailed FINRA report for Kelly Gerten

Is it safe to do business with Kelly Nicole Gerten?

We’re not sure. Please research Kelly Gerten’s disclosures, allegations and complaints before taking a decision

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