RedFlag, Allegation and/or Complaint against KEEGAN JAMES MISTRY
Disclosure #1 for KEEGAN MISTRY
- Event Date: 11/12/2007
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: ORC POSSESSION OF DRUGS
- Disposition: Dismissed
- Broker Comment: DISMISSED / NOLLE PROSEQUI UPON RECOMMENDATION OF PROSECUTOR. I have filed expungement request with the court.
Should I file a FINRA complaint against brokers like KEEGAN JAMES MISTRY?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:59 pm