RedFlag, Allegation and/or Complaint against KATHERINE MARKOWSKI
Disclosure #1 for KATHERINE MARKOWSKI
- Event Date: 11/6/2020
- Disclosure Type: Customer Dispute
- Resolution: Settled
- Allegations: Customer alleges the representative made a recommendation that did not meet the clients’ needs and allegedly caused losses.
- Damage Amount Requested: $44,000.00
- Settlement Amount: $18,000.00
- Arbitration Docket Number:
- Broker Comment: The firm settled the matter to avoid the cost and uncertainty of arbitration. The representative did not participate in or contribute to the settlement.
Should I file a FINRA complaint against brokers like KATHERINE MARKOWSKI?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:33 pm