KATHERINE MARKOWSKI at SAGEPOINT FINANCIAL, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5980107
KATHERINE MARKOWSKI is an Investment Adviser, associated with SAGEPOINT FINANCIAL, INC. located at PITTSBURGH, PA. KATHERINE MARKOWSKI’s Central Registration Depository (CRD) number is 5980107 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.


    • Event Date: 11/6/2020
    • Disclosure Type: Customer Dispute
    • Resolution: Settled
    • Allegations: Customer alleges the representative made a recommendation that did not meet the clients’ needs and allegedly caused losses.
    • Damage Amount Requested: $44,000.00
    • Settlement Amount: $18,000.00
    • Arbitration Docket Number:
    • Broker Comment: The firm settled the matter to avoid the cost and uncertainty of arbitration. The representative did not participate in or contribute to the settlement.
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Should I file a FINRA complaint against brokers like KATHERINE MARKOWSKI?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by KATHERINE MARKOWSKI’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About KATHERINE MARKOWSKI

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Where can I find more details about KATHERINE MARKOWSKI's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/133763 to read a detailed report for SAGEPOINT FINANCIAL, INC.

Are there any disclosures, allegations or complaints filed against KATHERINE MARKOWSKI?

Yes. There are disclosures, allegations, or complaints filed against KATHERINE MARKOWSKI. Click here to view all details

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Click here to download a detailed FINRA report for KATHERINE MARKOWSKI

Is it safe to do business with KATHERINE MARKOWSKI?

We’re not sure. Please research KATHERINE MARKOWSKI’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 8:33 pm

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