RedFlags, Allegations and Complaints against Karl Eric Hanson
Disclosure #1 for Karl Hanson
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- Event Date: 6/11/2021
- Disclosure Type: Customer Dispute
- Resolution: Denied
- Allegations: In a written complaint dated May 18, 2021 and received by the Firm on June 11, 2021, addressed to Bankers Life and Casualty Company (BLC), an insurance company affiliate of the Firm, client’s attorney alleged that a Premium Bonus Indexed Annuity (PBIA) purchased from BLC in February of 2021 was unsuitable for his client. BLC determined that the PBIA was suitable and consistent with the client’s stated goals and objectives. The Firm is reporting this complaint because the source of funding for the BLC annuity came from the sale of securities recommended by the Registered Representative.
- Damage Amount Requested: $8,811.00
- Arbitration Docket Number:
- Broker Comment: I have worked with this client as a BLC agent since 2006 and, to my knowledge, the client has been pleased with the recommendations and service I have provided over those years. I believe my recommendation to purchase this product was appropriate based on my client’s financial goals. This complaint was filed by an attorney on behalf of my client. It is my belief this complaint was filed by the attorney in the course of Medicaid planning modifications.
Should I file a FINRA complaint against brokers like Karl Eric Hanson?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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