JULIAN DANIEL LECK at PLANMEMBER SECURITIES CORPORATION – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6441603
JULIAN DANIEL LECK is an Investment Adviser, associated with PLANMEMBER SECURITIES CORPORATION located at CARPINTERIA, CA. JULIAN LECK’s Central Registration Depository (CRD) number is 6441603 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for JULIAN LECK

    • Event Date: 11/9/2001
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: PERSON UNDER 21 IN POSSESSION OF FALSE ID
    • Disposition: Dismissed Charges: GIVING FALSE IDENTIFICATION TO A POLICE OFFICER
    • Disposition: NOLO CONTENDERE/GUILTY


Should I file a FINRA complaint against brokers like JULIAN DANIEL LECK?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JULIAN DANIEL LECK’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About JULIAN DANIEL LECK

What is JULIAN LECK's Central Registration Depository (CRD) Number?

6441603

Which firm is JULIAN DANIEL LECK associated with?

PLANMEMBER SECURITIES CORPORATION

Where is JULIAN LECK located?

6187 CARPINTERIA AVE, CARPINTERIA, CA, 93013

Where can I find more details about JULIAN LECK's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/11869 to read a detailed report for PLANMEMBER SECURITIES CORPORATION

Are there any disclosures, allegations or complaints filed against JULIAN DANIEL LECK?

Yes. There are disclosures, allegations, or complaints filed against JULIAN DANIEL LECK. Click here to view all details

Where can I download a detailed FINRA report for JULIAN LECK?

Click here to download a detailed FINRA report for JULIAN LECK

Is it safe to do business with JULIAN DANIEL LECK?

We’re not sure. Please research JULIAN LECK’s disclosures, allegations and complaints before taking a decision


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