JUAREZ RODRIGO BUSTAMANTE at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6228190
JUAREZ RODRIGO BUSTAMANTE is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at WALNUT CREEK, CA. JUAREZ BUSTAMANTE’s Central Registration Depository (CRD) number is 6228190 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for JUAREZ BUSTAMANTE

    • Event Date: 7/22/2022
    • Disclosure Type: Customer Dispute
    • Resolution: Denied
    • Allegations: Client complained that the financial advisor breached his fiduciary duty in recommending investments that were subject to risk of loss. (9/27/2021-7/22/2022)
    • Damage Amount Requested: $16,937.41
    • Arbitration Docket Number:
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Should I file a FINRA complaint against brokers like JUAREZ RODRIGO BUSTAMANTE?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JUAREZ RODRIGO BUSTAMANTE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About JUAREZ RODRIGO BUSTAMANTE

What is JUAREZ BUSTAMANTE's Central Registration Depository (CRD) Number?


Which firm is JUAREZ RODRIGO BUSTAMANTE associated with?


Where is JUAREZ BUSTAMANTE located?


Where can I find more details about JUAREZ BUSTAMANTE's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against JUAREZ RODRIGO BUSTAMANTE?

Yes. There are disclosures, allegations, or complaints filed against JUAREZ RODRIGO BUSTAMANTE. Click here to view all details

Where can I download a detailed FINRA report for JUAREZ BUSTAMANTE?

Click here to download a detailed FINRA report for JUAREZ BUSTAMANTE

Is it safe to do business with JUAREZ RODRIGO BUSTAMANTE?

We’re not sure. Please research JUAREZ BUSTAMANTE’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:36 pm

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