JOSUE HECTOR RODRIGUEZ at CHARLES SCHWAB & CO., INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6818106
JOSUE HECTOR RODRIGUEZ is an Investment Adviser, associated with CHARLES SCHWAB & CO., INC. located at Austin, TX. JOSUE RODRIGUEZ’s Central Registration Depository (CRD) number is 6818106 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for JOSUE RODRIGUEZ

    • Event Date: 5/8/2016
    • Disclosure Type: Financial
    • Disclosure Resolution: Final
    • Disclosure Detail :: Type: Compromise
    • Disposition: Satisfied/Released


Should I file a FINRA complaint against brokers like JOSUE HECTOR RODRIGUEZ?

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Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JOSUE HECTOR RODRIGUEZ’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About JOSUE HECTOR RODRIGUEZ

What is JOSUE RODRIGUEZ's Central Registration Depository (CRD) Number?

6818106

Which firm is JOSUE HECTOR RODRIGUEZ associated with?

CHARLES SCHWAB & CO., INC.

Where is JOSUE RODRIGUEZ located?

11800 Schwab Way, Austin, TX, 78758

Where can I find more details about JOSUE RODRIGUEZ's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/5393 to read a detailed report for CHARLES SCHWAB & CO., INC.

Are there any disclosures, allegations or complaints filed against JOSUE HECTOR RODRIGUEZ?

Yes. There are disclosures, allegations, or complaints filed against JOSUE HECTOR RODRIGUEZ. Click here to view all details

Where can I download a detailed FINRA report for JOSUE RODRIGUEZ?

Click here to download a detailed FINRA report for JOSUE RODRIGUEZ

Is it safe to do business with JOSUE HECTOR RODRIGUEZ?

We’re not sure. Please research JOSUE RODRIGUEZ’s disclosures, allegations and complaints before taking a decision

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