RedFlags, Allegations and Complaints against JOSEPH SCOTT HERSEY
Disclosure #1 for JOSEPH HERSEY
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- eventDate: 3/22/1988
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: criminalCharges :: Charges: SHOPLIFTING CHARGE
- Disposition: A MISDEMEANOR CHARGE FOR SHOPLIFTING AND A FINE IN THE AMOUNT OF ONE HUNDRED DOLLARS.
- Broker Comment: THE EVENT WAS CHILDISH AND AN IMMATURE PRANK, AND WAS INITIATED BY COLLEGE ROOMMATES. I UNFORTUNATELY WAS NOT BEING RESPONSIBLE FOR MY ACTIONS. HE WAS CHARGED WITH THEFT (SHOPLIFTING) THE FOLLOWING ITEMS: SEABREEZE SKIN CLEANER, WILKINSON RAZOR BLADE ($1.99) AND ATRA PLUS RAZOR BLADE ($3.97).
Should I file a FINRA complaint against brokers like JOSEPH SCOTT HERSEY?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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