JOSEPH SCOTT HERSEY at AMERIPRISE FINANCIAL SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2532303
JOSEPH SCOTT HERSEY is an Investment Adviser, associated with AMERIPRISE FINANCIAL SERVICES, LLC located at YARMOUTH, ME. JOSEPH HERSEY’s Central Registration Depository (CRD) number is 2532303 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/2532303.

Disclosure #1 for JOSEPH HERSEY

    • eventDate: 3/22/1988
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: criminalCharges :: Charges: SHOPLIFTING CHARGE
    • Disposition: A MISDEMEANOR CHARGE FOR SHOPLIFTING AND A FINE IN THE AMOUNT OF ONE HUNDRED DOLLARS.
    • Broker Comment: THE EVENT WAS CHILDISH AND AN IMMATURE PRANK, AND WAS INITIATED BY COLLEGE ROOMMATES. I UNFORTUNATELY WAS NOT BEING RESPONSIBLE FOR MY ACTIONS. HE WAS CHARGED WITH THEFT (SHOPLIFTING) THE FOLLOWING ITEMS: SEABREEZE SKIN CLEANER, WILKINSON RAZOR BLADE ($1.99) AND ATRA PLUS RAZOR BLADE ($3.97).
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Should I file a FINRA complaint against brokers like JOSEPH SCOTT HERSEY?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JOSEPH SCOTT HERSEY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About JOSEPH SCOTT HERSEY

What is JOSEPH HERSEY's Central Registration Depository (CRD) Number?

2532303

Which firm is JOSEPH SCOTT HERSEY associated with?

AMERIPRISE FINANCIAL SERVICES, LLC

Where is JOSEPH HERSEY located?

45 FOREST FALLS DR, YARMOUTH, ME, 04096-6999

Where can I find more details about JOSEPH HERSEY's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/6363 to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC

Are there any disclosures, allegations or complaints filed against JOSEPH SCOTT HERSEY?

Yes. There are disclosures, allegations, or complaints filed against JOSEPH SCOTT HERSEY. Click here to view all details

Where can I download a detailed FINRA report for JOSEPH HERSEY?

Click here to download a detailed FINRA report for JOSEPH HERSEY

Is it safe to do business with JOSEPH SCOTT HERSEY?

We’re not sure. Please research JOSEPH HERSEY’s disclosures, allegations and complaints before taking a decision

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