RedFlag, Allegation and/or Complaint against JOSEPH MARTIN SWIFT
Disclosure #1 for JOSEPH SWIFT
- Event Date: 6/13/2002
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: CRIMINAL MISCHIEF I
- Disposition: Reduced
- Amended Charges: ORIGINAL CHARGE WAS REDUCED TO MISDEMEANOR UPON PAYMENT OF RESTITUTION ($385.75) AND PROOF OF COMPLETION OF 80 HOURS COMMUNITY SERVICE.
- Amended Charge Type: MISDEMEANOR
- Broker Comment: A GROUP OF STUDENTS INCLUDING MYSELF VANDALIZED THE EXTERIOR OF OUR HIGH SCHOOL WITH \SENIORS 2002\ USING SPRAY PAINT. THE CHARGES WERE TREATED AS A MISDEMEANOR UPON MY COMPLETION OF THE ABOVE TERMS. WHICH I COMPLETED AHEAD OF SCHEDULE.
Should I file a FINRA complaint against brokers like JOSEPH MARTIN SWIFT?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:48 pm